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Vancouver, BC, Canada ● Victoria, BC, Canada ● Winnipeg, MB, Canada ● Req #413May 23, 2025Position Overview The WCA is a resource for the Branch Management Team and Advisor teams regarding industry regulations, requirements and best practices. The WCA is accountable to ensure that the region meets all its compliance requirements as the designee for compliance and risk operations. This role is also accountable to provide advice and guidance on Compliance related policies, processes and other key execution activities to the branch management teams within the region. By ensuring str ...Read more about Wealth Compliance AdvisorMore
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Position OverviewWe are seeking an individual licensed with the Canadian Investment Regulatory Organization (CIRO) as a Registered Representative to join our team in the Toronto office. As an Associate Investment Advisor, the incumbent will contribute to growing the business by working closely with the Investment Advisor(s) to help manage their portfolios, develop new business, and ensure a high level of client service. Duties and ResponsibilitiesInvestment Advisor Support:• Prepare investment p ...Read more about Associate Investment AdvisorMore
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St Lawrence-East Bayfront-The Islands, Toronto, ON M5E, Canada ● Req #399May 21, 2025Position OverviewThe Compliance Advisor is a resource for employees and other industry related professionals regarding industry regulations that must be adhered to within the firm. The primary responsibilities will be geared towards retail compliance including daily and monthly trade/account surveillance, responding to queries of the Investment Advisors, Branches and other departments. Duties and Responsibilities• Conduct, monitor and document daily and monthly head office reviews of clien ...Read more about Compliance Advisor (Bilingual)More
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Position Overview In this role, you will work within a regional group to provide the highest level of engagement with Richardson Wealth Advisors and their teams, focused on assisting them when they need support the most. You will provide dedicated assistance by making tasks easier and more efficient, freeing up capacity time. You will use and grow your procedural knowledge and technical expertise of operational functions for resolutions, understanding the full impact of the end-to-end process ...Read more about Relationship SpecialistMore
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100 Queens Quay E, Toronto, ON M5E 1Y3, Canada ● Req #408April 25, 2025Position Overview Are you a self-starter that is energized by growing business and working in a dynamic and entrepreneurial environment? As a member of the Corporate Development team, you are a key contributor to the strategic and aggressive growth of the organization. You will identify qualified Advisor teams who demonstrate excellence in client service, operate a successful practice, and fit with the vision and values of Richardson Wealth. You will be accountable for attracting and managing ...Read more about Vice President, Business AcquisitionMore
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Position Overview Provides strategic leadership and technical expertise in the design, development, and implementation of Richardson Wealth’s Advisor platform modernization. Leads the creation and governance of the enterprise architecture framework, aligning business strategy with IT capabilities, and ensuring seamless integration across platforms, including Salesforce Advisor Cloud, Envestnet, and Dataphile (Fidelity Clearing Canada). Collaborates with executive stakeholders, business leader ...Read more about Enterprise ArchitectMore
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Position Overview We are seeking an individual to join our team in the Calgary office. As an Assistant the incumbent will contribute to growing the business by providing support to the Investment Advisor(s), ensuring high-level client service, and effective functioning of the team through administration-related tasks. Duties and Responsibilities Investment Advisor Support:• Responsible for the professional servicing of incoming telephone and email contacts from clients, Advisors and oth ...Read more about AssistantMore
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100 Queens Quay E, Toronto, ON M5E 1Y3, Canada ● 1250 René-Lévesque Blvd W Bureau 4345, Montreal, QC H3B 4W8, Canada ● Req #370March 3, 2025Position OverviewThe Investment Advisor will service an existing portfolio of Richardson Wealth clients who are looking for low-cost investments and advice under the National Partnership Office platform. The Investment Advisor will be moving existing Richardson Wealth clients to the National Partnership Office, providing investment advice, and working to reduce risk through proper documentation of KYC information and client interactions. Marketing and sales is required but not a focus of this ro ...Read more about Investment Advisor, National Partnership OfficeMore